Adam Belardino: MML Rep Terminated Over Customer Complaint
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 26, 2019 indicate that former New York-based MML Investors Services broker/adviser Adam Belardino has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Belardino (CRD# 5221927).
Adam Belardino has spent 11 years in the securities industry and was most recently registered with MML Investors Services in Elmsford, New York (2017-2019). Previous registrations include MSI Financial Services in Elmsford, New York (2007-2017); MetLife Securities in Shelton, Connecticut (2007); and Metropolitan Life Insurance Company (2007). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 16, 2009; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on May 8, 2007. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and three pending customer complaints, and was discharged from a former employer in connection to alleged rule violations.
In March 2019 he was terminated from his position at Massachusetts Mutual Life Insurance Company in connection to an “investigation into a customer complaint.”
In 2019 a customer alleged Adam Belardino, while employed at MML Investors Services, misrepresented material facts and acted without their consent. The customer is seeking unspecified at least $5,000 in damages in the pending complaint.
In 2019 a customer alleged Adam Belardino, while employed at MML Investors Services, executed unauthorized trades and “solicited new accounts under false pretenses.” The customer is seeking at least $5,000 in damages in the pending complaint.
In 2019 a customer alleged Adam Belardino, while employed at MML Investors Services, misrepresented account values, executed excessive trades, and failed to follow liquidation and distribution requests. The customer is seeking at least $5,000 in damages in the pending complaint.
In 2019 a customer alleged he, while employed at MML Investors Services, executed unauthorized mutual fund transactions, used invalid signatures, and executed an unauthorized variable universal life insurance policy surrender that incurred fees. The complaint settled for more than $6,700.
If you or someone you know has lost money investing with Adam Belardino, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.