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Carol Turnage: Variable Annuity Complaint Against Merrill Lynch Rep

Carol TurnagePublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that Texas-based Merrill Lynch broker/adviser Carol Turnage has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Turnage (CRD# 1363663).

Carol Turnage has spent 33 years in the securities industry and has been registered with Merrill Lynch in McKinney, Texas since 1987. He was previously registered with Preston Securities (1986-1988) and with Merrill Lynch (1985-1986). She has passed six securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on June 6, 1985; SIE (Securities Industry Essentials Examination), which she obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which she obtained on February 14, 2005; Series 7 (General Securities Representative Examination), which she obtained on May 18, 1985; Series 9 (General Securities Sales Supervisor – Options Module Examination), which she obtained on August 9, 2005; and Series 10 (General Securities Sales Supervisor – General Module Examination), which she obtained on July 7, 2005. She is a registered broker and investment adviser with 18 US states and territories: Arizona, California, Colorado, Florida, Iowa, Louisiana, Maryland, Mississippi, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, and Washington.

According to her BrokerCheck report, she has received one pending customer complaint and one denied customer complaint.

In December 2018 a customer alleged Carol Turnage, while employed at Merrill Lynch, misrepresented material facts regarding a variable annuity investment or investments from October 19, 2005 until December 10, 2018. The customer is seeking unspecified damages in the pending complaint.

In 2000 a customer alleged Carol Turnage, while employed at Merrill Lynch, recommended unsuitable mutual fund investments. The customer sought more than $47,700 in damages in the complaint, which was denied.

If you or someone you know has lost money investing with Carol Turnage, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.