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News & Insights

Resources and blog for some of our previous cases

Joseph Sorok: Puerto Rico Bond Complaint Against TD Ameritrade Rep

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that New York-based TD Ameritrade broker/adviser Joseph Sorok has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sorok.

Resources and blog for some of our previous cases

Carol Turnage: Variable Annuity Complaint Against Merrill Lynch Rep

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that Texas-based Merrill Lynch broker/adviser Carol Turnage has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Turnage.

Update: FINRA Investigates Ex-Wells Fargo Rep David Manor

Update: FINRA Investigates Ex-Wells Fargo Rep David Manor

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former Massachusetts-based Wells Fargo Clearing Services broker/adviser David Manor, who has received customer disputes, was recently named in a FINRA investigation into alleged rule violations.