News & Insights
Joseph Sorok: Puerto Rico Bond Complaint Against TD Ameritrade Rep
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that New York-based TD Ameritrade broker/adviser Joseph Sorok has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sorok.
Carol Turnage: Variable Annuity Complaint Against Merrill Lynch Rep
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that Texas-based Merrill Lynch broker/adviser Carol Turnage has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Turnage.
Update: FINRA Investigates Ex-Wells Fargo Rep David Manor
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former Massachusetts-based Wells Fargo Clearing Services broker/adviser David Manor, who has received customer disputes, was recently named in a FINRA investigation into alleged rule violations.