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FSC Securities Corporation: 16 Customer Complaints, 28 Regulatory Sanctions

FSC Securities Corporation

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 20, 2019 indicate that Georgia-based brokerage and advisory firm FSC Securities Corporation has received customer complaints and regulatory sanctions in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding FSC Securities Corporation (CRD# 7461).

Established in Delaware in 1977, FSC Securities Corporation is headquartered in Atlanta, Georgia and registered with 52 US states and territories. Organized as a corporation, the company’s fiscal year ends in December. According to its BrokerCheck report, the firm has received 16 customer complaints and 28 regulatory sanctions.

In 2015 a customer alleged FSC Securities Corporation breached its fiduciary duty, misrepresented and omitted material facts, failed in its supervisory duties, and acted negligently. The complaint resulted in an award to the customer of more than $70,300.

In 2014 a customer alleged FSC Securities Corporation failed in its supervisory duties and acted negligently. The complaint resulted in an award to the customer of more than $1,282,500.

In 2013 a customer alleged the firm misrepresented and omitted material facts, made unsuitable investment recommendations, breached contract, failed in its supervisory duties, and acted negligently. The complaint resulted in an award to the customer of more than $60,200.

In 2013 a customer alleged the firm breached its fiduciary duty, misrepresented material facts, made omissions of material facts, recommended unsuitable private equities, failed in its supervisory duties, and acted negligently. The complaint resulted in an award to the customer of more than $844,300.

In 2005 a customer alleged the firm breached its fiduciary duty, misrepresented and omitted material facts, and acted negligently. The complaint resulted in an award to the customer of more than $687,300.

In 2002 a customer alleged the firm breached its fiduciary duty, misrepresented material facts related to investments, and acted negligently. The complaint resulted in an award to the customer of $75,772.

In 2002 a customer alleged the firm made unsuitable investment recommendations, executed unauthorized trades, breached its fiduciary duty, and acted negligently. The complaint resulted in an award to the customer of more than $24,000.

If you or someone you know has a complaint regarding FSC Securities Corporation, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.