Jorge Sonville Involved in Dispute Over $4,000,000 in Alleged Investor Losses
Jorge Sonville (CRD #: 2558540), a broker and investment adviser registered with Merrill Lynch, Pierce, Fenner & Smith, is involved in an investor dispute regarding outside business activity, according to his BrokerCheck record, accessed on January 28, 2021.
On December 2, 2020, an investor alleged that Jorge Sonville made unsuitable investment recommendations and engaged in undisclosed outside business activity from 2015 until 2020. The investor is seeking $4,000,000; the dispute is pending.
Jorge Sonville has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examinations, and the Series 7 General Securities Representative Examination. He is a registered broker in 37 states and a registered investment adviser in Florida and Texas.
Sonville has worked in the securities industry for 25 years. During that time, he has only ever registered with Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691).
If Jorge Sonville was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.