Julia Miller: Investors Seeks $100,000 in Pending Complaint Against Securities America Rep
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 18, 2019 indicate that Florida-based Securities America broker/adviser Julia Miller has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Miller (CRD# 5592071).
Julia Miller has spent 10 years in the securities industry and has been registered with Securities American in Sarasota, Florida since 2013. Previous registrations include Morgan Stanley in Venice, Florida (2010-2013) and GF Investment Services in Sarasota, Florida (2008-2010). She has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on July 10, 2009; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on March 6, 2009; SIE (Securities Industry Essentials Examination), which she obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which she obtained on October 6, 2011; and Series 7 (General Securities Representative Examination), which she obtained on September 30. She is a registered broker and investment adviser with nine US states and territories: Florida, Georgia, Maryland, New Mexico, North Carolina, Ohio, Pennsylvania, Virginia, and Washington.
According to her BrokerCheck report, she has received one pending customer complaint.
In May 2019 a customer alleged Julia Brownlee, while employed at GF Investment Services, managed an account that included unsuitable real estate investment trusts, annuities, and “certain speculative companies” recommended by another individual; misrepresented material facts; committed fraud; breached her fiduciary duty; and breached contract. The customer is seeking $100,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Julia Brownlee, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.