Kristian Gaudet: Ameritas Rep Discharged Over Alleged Client Fund Use
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former Louisiana-based Ameritas Investment Corporation broker Kristian Gaudet was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gaudet (CRD# 4190811).
Kristian Gaudet has spent 18 years in the securities industry and was most recently registered with Ameritas Investment Corporation in Cut Off, Louisiana (2003-2018). Previous registrations include The Advisors Group in Bethesda, Maryland (2003) and Princor Financial Services in Des Moines, Iowa (2000-2002). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 17, 2013; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 5, 2000. He is currently not affiliated with any broker-dealer firm.
According to his BrokerCheck report, he was recently terminated from his former employer in connection to alleged rule violations and has been named in a FINRA investigation.
In December 2018 he was terminated from his position at Ameritas Investment Corporation in connection to allegations he used client funds for his own personal use.
In November 2018 he was named in a FINRA investigation into allegations he participated in “fraudulent activities.”; If you have lost money investing with Kristian Gaudet, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.