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News &
Insights
June 25, 2019
Customer Complaint
Terminated
Florida
Orlando
Sami Qubty: Ex-Principal Securities Rep Terminated Over Trading Allegations
June 25, 2019
Terminated
David Qubty
Florida
Orlando
David Qubty: Principal Securities Rep Discharged After Trade Frequency Investigation
June 19, 2019
Regulatory Sanction
FINRA
Florida
International Assets Advisory
International Assets Advisory: 1 Customer Complaint, 6 Regulatory Actions