News & Insights

Resources and blog for some of our previous cases

June 25, 2019

Customer Complaint Terminated Florida Orlando

Sami Qubty: Ex-Principal Securities Rep Terminated Over Trading Allegations

Resources and blog for some of our previous cases

June 25, 2019

Terminated David Qubty Florida Orlando

David Qubty: Principal Securities Rep Discharged After Trade Frequency Investigation

Resources and blog for some of our previous cases

June 19, 2019

Regulatory Sanction FINRA Florida International Assets Advisory

International Assets Advisory: 1 Customer Complaint, 6 Regulatory Actions