Free Case Evaluation
close
phones
menu

News & Insights

Resources and blog for some of our previous cases
Customer Complaint John Krohn Principal Securities Spotlight Innovation

John Krohn, Former Broker with Principal Securities, Accused of “Selling Away” Shares of Spotlight Innovation

Resources and blog for some of our previous cases
Customer Complaint Terminated Florida Orlando

Sami Qubty: Ex-Principal Securities Rep Terminated Over Trading Allegations

Resources and blog for some of our previous cases
Terminated David Qubty Florida Orlando

David Qubty: Principal Securities Rep Discharged After Trade Frequency Investigation