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News &
Insights
January 15, 2020
Customer Complaint
John Krohn
Principal Securities
Spotlight Innovation
John Krohn, Former Broker with Principal Securities, Accused of “Selling Away” Shares of Spotlight Innovation
June 25, 2019
Customer Complaint
Terminated
Florida
Orlando
Sami Qubty: Ex-Principal Securities Rep Terminated Over Trading Allegations
June 25, 2019
Terminated
David Qubty
Florida
Orlando
David Qubty: Principal Securities Rep Discharged After Trade Frequency Investigation