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Resources and blog for some of our previous cases
SEC Investigation GPB Holdings II Ponzi Schemes Private Client Services

Former Purshe Kaplan Compliance Officer Blows Whistle on Broker-Dealer’s Review of GPB Holdings II

Resources and blog for some of our previous cases
Customer Complaint Mark Lichtenfeld Purshe Kaplan Sterling UBS Financial Services

Mark Lichtenfeld: $850,000 Option Overlay Strategy Complaint Against Ex-UBS Rep

Resources and blog for some of our previous cases
Customer Complaint Eric Schwartz New Jersey Purshe Kaplan Sterling

Eric Schwartz: Investor Seeks $850,000 in Options Overlay Strategy Complaint