Todd Perry: Investor Seeks $1 Million in Options Overlay Strategy Complaint
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 26, 2019 indicate that New York-based UBS Financial Services broker/adviser Todd Perry has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Perry (CRD# 2939050).
Todd Perry has spent 21 years in the securities industry and has been registered with UBS Financial Services in New York, New York and Margate, New Jersey since 2008. Previous registrations include Deutsche Bank Securities in New York, New York (2002-2008); Merrill Lynch in New York, New York (1998-2002); and Lehman Brothers in New York, New York (1997-1998). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on November 10, 1997; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 23, 1997; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which he obtained on March 30, 2000; and Series 7 (General Securities Representative Examination), which he obtained on September 19, 1997. He is a registered broker and investment adviser with 37 US states and territories.
According to his BrokerCheck report, he has received one pending customer complaint.
In May 2019 a customer alleged Todd Perry, while employed at UBS Financial Services, misrepresented and recommended unsuitable investments in an options overlay strategy. The customer is seeking $1,000,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Todd Perry, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.