Vonna Husby: Raymond James Terminates Rep Over Undisclosed Beneficiary Status Allegations
Public records published by the Financial Industry Regulatory Authority and accessed on June 18, 2019 indicate that Arkansas-based Ameriprise Financial Services broker/adviser Vonna Husby was discharged from a former employer in connection to alleged rule violations and has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Husby (CRD# 1314070).
Vonna Husby has spent 33 years in the securities industry and has been registered with Ameriprise Financial Services in Fairbanks, Alaska since May 2019. Previous registrations include Raymond James Financial Services in Fairbanks, Alaska (2003-2019); Morgan Stanley DW in Purchase, New York (1985-2003); and Shearson Lehman Brothers (1985). She has passed seven securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on April 19, 1999; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on March 2, 1985; SIE (Securities Industry Essentials Examination), which she obtained on October 1, 2018; Series 3 (National Commodity Futures Examination), which she obtained on September 11, 1991; Series 7 (General Securities Representative Examination), which she obtained on April 20, 1985; Series 9 (General Securities Sales Supervisor – Options Module Examination), which she obtained on August 11, 2004; and Series 10 (General Securities Sales Supervisor – General Module Examination), which she obtained on July 30, 2004. She is a registered broker and investment adviser with 28 US states and territories.
According to her BrokerCheck report, she was discharged from a former employer in connection to alleged rule violations and has received one pending customer complaint.
In May 2019 a customer alleged Vonna Husby, while employed at Raymond James Financial Services, converted funds, exercised undue influence, and engaged in unjust enrichment. The customer is seeking unspecified damages in the pending complaint.
In May 2019 she was terminated from her position at Raymond James Financial Services in connection to allegations she was the co-owner of a bank account with a customer, but did not disclose this to the firm or receive firm approval. Her “Broker Comment” on the disclosure reads: “Rep disagrees with allegation language from the former firm.”
If you or someone you know has lost money investing with Vonna Husby, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.