William Bryant: Ex-LPL Rep Discharged Over Unauthorized Discretion Allegations
Publicly available records provided by the Financial Industry Regulatory Authority and accessed on June 18, 2019 indicate that Texas-based Independent Financial Group broker/adviser William Bryant was discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bryant (CRD# 1732547).
William Bryant has spent 31 years in the securities industry and has been registered with Independent Financial Group in Amarillo, Texas since May 2019. Previous registrations include LPL Financial in Amarillo, Texas (2009-2019); Banc of America Investment Services in Amarillo, Texas (2003-2009); Morgan Stanley DW in Purchase, New York (1988-2003); and Kidder Peabody & Company (1987-1988). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 11, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 14, 1987; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 3 (National Commodity Futures Examination), which he obtained on May 4, 1991; and Series 7 (General Securities Representative Examination), which he obtained on September 19, 1987. He is a registered broker and investment adviser with 21 US states and territories: Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Michigan, Minnesota, New Mexico, North Dakota, Oklahoma, Oregon, Tennessee, Texas, and Wisconsin.
According to his BrokerCheck report, he was recently discharged from a former employer in connection to alleged rule violations.
In May 2019 he was terminated from his position at LPL Financial in connection to allegations he exercised unauthorized discretion in customer accounts.
If you have lost money investing with William Bryant, you may be eligible to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: we only receive payment if and when you recover money. You might have a limited time by law to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.